10 sections · 127 audit questions · every article, annex and clause · v2023-12-18
This page lists every regulatory leaf of ISO/IEC 42001 in the order it appears in the regulation — each article, annex and clause. The audit checklist treats every leaf as a separate audit row, including the permissive ones.
Click a row's citation to jump to it. The audit-question count shows how many auditable rows the checklist generates from that leaf (zero means the leaf is informational only).
| Citation | Kind | Title | Audit questions |
|---|---|---|---|
| Annex A AIMS controls | Control | Reference control objectives and controls | 38 |
| Annex C AI objectives and risk sources | Guideline | Potential AI-related organizational objectives and risk sources | 2 |
| Annex D AIMS across domains | Guideline | Use of the AI management system across domains or sectors | 2 |
| Clause 4 | Clause | Context of the organization | 9 |
| Clause 5 | Clause | Leadership | 17 |
| Clause 6 | Clause | Planning | 21 |
| Clause 7 | Clause | Support | 12 |
| Clause 8 | Clause | Operation | 6 |
| Clause 9 | Clause | Performance evaluation | 13 |
| Clause 10 | Clause | Improvement | 7 |
The Compliance Matrix is the verification document — every paragraph in scope on one PDF. The audit checklist bundle is the per-question working document (127 questions, 5 artefact formats).